Securities : SLUSA – Duty Of Best Execution

May 17, 2018 Comments Off on Securities : SLUSA – Duty Of Best Execution

Zola v. TD Ameritrade, Inc. (MLW No. 71662/Case No. 16-3013 – 10 pages) (U.S. Court of Appeals, 8th Circuit, Wollman, J.)

Consumer Law : MMPA – SLUSA – Preclusion

January 12, 2018 Comments Off on Consumer Law : MMPA – SLUSA – Preclusion

Lewis v. Scottrade, Inc. (MLW No. 71320/Case No. 16-3808 – 8 pages) (U.S. Court of Appeals, 8th Circuit, Loken, J.)